-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tpm1nnO6mERWOogTNbhN2d9M3yE2bNhqLwqrIhsTQBVH2HIUDIQXaNmdoCyb3K9n lKjo1D9a6yXYHSR6y/RhXQ== 0001161697-05-000453.txt : 20050510 0001161697-05-000453.hdr.sgml : 20050510 20050510090406 ACCESSION NUMBER: 0001161697-05-000453 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050510 DATE AS OF CHANGE: 20050510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE FINANCIAL HOLDING CO CENTRAL INDEX KEY: 0001094320 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 563627212 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-78557 FILM NUMBER: 05814057 BUSINESS ADDRESS: STREET 1: 1385 WEST STATE ROAD 434 CITY: LONGWOOD STATE: FL ZIP: 32750 BUSINESS PHONE: 4077741300 MAIL ADDRESS: STREET 1: 1385 WEST STATE ROAD 434 CITY: LONGWOOD STATE: FL ZIP: 32750 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Vanguard Capital, LLC CENTRAL INDEX KEY: 0001326170 IRS NUMBER: 200814544 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 5422 CARRIER DR STREET 2: 309 CITY: ORLANDO STATE: FL ZIP: 32819 BUSINESS PHONE: 407 264-0777 MAIL ADDRESS: STREET 1: 5422 CARRIER DR STREET 2: 309 CITY: ORLANDO STATE: FL ZIP: 32819 SC 13D 1 sc13d.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

 

 

 

Empire Financial Holding Company

(Name of Issuer)

 

 

Common Stock $.01 Par Value

(Title of Class of Securities)

 

 

291658102

(CUSIP Number)

 

 

James S. Byrd, Jr.

5422 Carrier Dr. #309

Orlando, FL 32819

Tel. No.: (407) 264-0777

(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

 

 

March 31, 2005

(Date of Event which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box  o.

 

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. 291658102

13D

Page 2

 

 

 

1

 

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Vanguard Capital, LLC.      200814544

 

2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) o

(b) o

 

3

 

SEC USE ONLY

 

 

4

 

SOURCE OF FUNDS

PF

 

5

 

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o

 

 

6

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

 

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

7

 

SOLE VOTING POWER

416,667

 

8

 

SHARED VOTING POWER

 

 

9

 

SOLE DISPOSITIVE POWER

 

 

10

 

SHARED DISPOSITIVE POWER

 

 

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

12

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  o

 

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

 

 

14

 

TYPE OF REPORTING PERSON

IN (Individual)

 

CUSIP No. 291658102

13D

Page 3

 

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: May 10, 2005

 

 

Signature: /s/ James S. Byrd, Jr.

 

 

Name/Title: James S. Byrd, Jr., Managing Member

 

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name of any title of each person who signs the statement shall be typed or printed beneath his signature.

 

Attention: Intentional misstatements or omissions of fact constitute federal criminal violations (See 18 U.S.C. 1001).


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